The VP of Regulatory Content will translate complex financial regulations into authoritative educational content and thought leadership to support client obligations. They will collaborate with product and subject matter experts to embed these regulatory insights directly into the Comply platform to drive adoption and risk mitigation.
The Partnership Executive Consultant will provide senior-level compliance advisory services to investment advisers, broker-dealers, and private fund managers. They will also lead complex regulatory reviews, draft compliance policies, and mentor team members while representing the firm through thought leadership.
The consultant will advise investment adviser clients on regulatory compliance, including drafting policies and managing compliance calendars. They will also collaborate with product teams and represent the company in sales calls and industry webinars.
The consultant will conduct compliance reviews and mock exams for investment adviser and broker-dealer clients, providing risk-rated reports and remediation guidance. They will also manage client relationships, mentor associate consultants, and contribute to thought leadership and product education.
The Customer Support Representative will manage client account activations, troubleshoot technical issues, and provide high-quality support to customers. They will also act as a customer advocate by collaborating with internal product and technical teams to address user needs.
Provide senior-level compliance consulting and advisory services to investment advisers and other financial entities. Contribute to the development of new service offerings and serve as a subject matter expert and mentor for internal teams.
