Cetera

Retirement Plan Administration Consultant

Cetera · Full Time · a day ago

Cetera

🌎 United States 💵 $83000 - $110K per year ⭐ 2-5 yrs exp 💼 Others

Manage a caseload of retirement plan clients, serving as the primary point of contact for plan administration and compliance. Deliver testing results, year-end packages, and ensure timely filing of 5500 forms while consulting with advisors to resolve plan-related issues.

insurance medical testing talent-acquisition compliance

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Retirement Plan Administration Consultant

Cetera · Full Time · 21 days ago

Cetera

🌎 United States 💵 $83000 - $110K per year ⭐ 2-5 yrs exp 💼 Others

Manage a client caseload as the primary contact, delivering testing results and ensuring timely filing of 5500s. Consult with clients and advisors to resolve compliance issues and develop long-term professional relationships.

insurance medical testing talent-acquisition compliance

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Compliance Analyst - Advertising Review

Cetera · Full Time · 22 days ago

Cetera

🌎 United States 💵 $64000 - $94000 per year ⭐ 2-5 yrs exp 💼 Legal

The analyst will review retail communications to ensure compliance with state and federal laws, FINRA, and SEC regulations. Responsibilities include researching advertising materials, coordinating with regulatory bodies, and maintaining internal compliance manuals.

insurance advertising communication compliance

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Compliance Analyst - Advertising Review

Cetera · Full Time · 23 days ago

Cetera

🌎 United States 💵 $64000 - $94000 per year ⭐ 2-5 yrs exp 💼 Legal

Review retail communications to ensure compliance with state and federal laws, including FINRA and SEC rules. Coordinate with regulatory bodies and internal subject matter experts to maintain compliance standards and internal manuals.

insurance advertising medical communication talent-acquisition compliance

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Senior Advanced Planning Consultant

Cetera · Full Time · a month ago

Cetera

🌎 United States 💵 $120K - $185K per year ⭐ 10+ yrs exp 💼 Others

Develop sophisticated wealth strategies for high-net-worth clients by integrating tax, estate, and risk management frameworks. Collaborate with affiliated advisors and internal teams to deliver holistic financial solutions and drive asset growth.

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Senior Compliance Analyst - Advertising Review

Cetera · Full Time · 2 months ago

Cetera

🌎 United States 💵 $85000 - $100K per year ⭐ 5-10 yrs exp 💼 Legal

Review retail communications to ensure compliance with firm policy, FINRA, and SEC rules. Maintain internal compliance materials and provide concise explanations for required changes to submitters.

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Regional Business Development Manager (West Region)

Cetera · Full Time · 3 months ago

Cetera

🌎 United States ⭐ 5-10 yrs exp 💼 Sales

The manager is responsible for recruiting growth-oriented Financial Advisors by presenting the firm's wealth management model. This includes developing leads, managing the recruitment pipeline, and negotiating offers within the West Region.

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Financial Institutions Management Consultant (West Coast)

Cetera · Full Time · 4 months ago

Cetera

🌎 United States 💵 $100K - $130K per year ⭐ 10+ yrs exp 💼 Finance

The consultant will manage strategic business planning and relationships with financial institution executive teams to drive growth and wealth management program success. They will serve as an accountability partner, designing tailored business plans and identifying value-add opportunities to enhance client experience and wallet share.

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Senior Manager, Regional Growth Team (Southeast Region)

Cetera · Full Time · 4 months ago

Cetera

🌎 United States 💵 $115K - $125K per year ⭐ 10+ yrs exp 💼 Marketing

Lead a Regional Growth Team to achieve sales goals and manage advisor relationships. Drive organic growth and ensure effective execution of engagement plans and sales pipelines.

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Regional Business Development Manager, Tax Channel

Cetera · Full Time · 4 months ago

Cetera

🌎 United States 💵 $100K - $110K per year ⭐ 5-10 yrs exp 💼 Sales

This role is responsible for leading the Business Development process by driving the recruitment of Financial Advisors and Accounting Firms, acting as the primary point of contact to articulate and sell CFG’s business model. Key duties include developing leads, creating territory recruiting plans, meeting recruitment goals, and negotiating offers with prospective Financial Advisors.

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Regional Business Development Manager

Cetera · Full Time · 5 months ago

Cetera

🌎 United States ⭐ 5-10 yrs exp 💼 Sales

This role is responsible for leading the Business Development process by driving the recruitment of Financial Advisors into CFG’s network of Broker-Dealers, requiring the manager to present and represent CFG as the wealth management firm of choice. Key duties include developing leads, creating a recruiting plan, meeting recruitment goals, articulating the business model, and negotiating offers with prospective advisors.

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