The CCO will build and lead a world-class global compliance function, reporting to the CEO and Board. Key duties include managing multi-jurisdictional frameworks for finance, data privacy, AML/KYC, and corporate ethics.
Remote Chief Compliance Officer Jobs (17)
Search = Chief Compliance Officer
The Chief Compliance Officer will lead the regional compliance program, manage licensing processes under UK regulations, and oversee AML and sanctions activities. This role involves managing a team of regional staff and maintaining strong relationships with financial regulators.
The Chief Compliance Officer will lead Dakota's progression from state-level readiness to trust-level supervision in the U.S. while designing and implementing the European compliance architecture for EMI and CASP requirements.
The Chief Compliance Officer will be responsible for building and leading a best-in-class compliance framework, applying deep expertise in CFTC DCM Core Principles to design, implement, and enhance a scalable compliance program. This role involves serving as the primary internal owner of the framework, managing regulatory examinations, and partnering cross-functionally to embed regulatory requirements into systems and workflows.
The Chief Compliance Officer will oversee the management, updating, and implementation of compliance programs designed to prevent illegal, unethical, or improper conduct across the organization. Key duties include chairing the Corporate Compliance Committee, ensuring adherence to regulatory requirements, and managing compliance risks through audits and policy enforcement.
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General Counsel and Chief Compliance Officer
BETTERHEALTH A PLANNED PARENTHOOD PARTNERSHIP
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Full Time
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1 hour ago
BETTERHEALTH A PLANNED PARENTHOOD PARTNERSHIP
Provides general legal services and ensures organizational compliance with local, state, and federal laws, specifically focusing on healthcare technology and patient data privacy. Serves as the HIPAA Privacy Officer and manages the company-wide compliance program and legal risk assessments.
The VP, Chief Compliance Officer will develop and oversee the company's compliance and privacy programs in accordance with DOJ and HHS OIG guidelines. This role involves leading compliance teams, managing risk assessments, and serving as a strategic advisor to the Executive Leadership Team and Board of Directors.
Chief Compliance Officer (Chief AML Officer and Chief Privacy Officer)
KOHO
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Full Time
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6 Days Ago
KOHO
Lead and evolve the bank's compliance, AML, and privacy programs to ensure adherence to federal and provincial legislation and OSFI guidelines. Manage relationships with regulatory bodies such as OSFI, FINTRAC, and FCAC while overseeing risk mitigation strategies.
Fractional Chief Compliance Officer (Advisor Network) Opportunity Overview 106 APPLICANTS
Arootah
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Full Time
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2 Weeks Ago
Arootah
Provide strategic, project-based compliance and governance leadership for hedge funds, private equity firms, and family offices. Responsibilities include designing compliance programs, managing regulatory reporting, and supporting audits and examinations.
Support the Head of Legal and Compliance in managing the AML/BSA compliance framework and overseeing risk assessments. Collaborate with product and engineering teams to optimize compliance technology tools and ensure regulatory controls are integrated into products.
The Chief Compliance Officer is responsible for establishing and enhancing the company’s enterprise-wide Compliance Management System while serving as the primary regulatory liaison. They will lead consumer protection programs, oversee regulatory examinations, and partner cross-functionally to embed compliance into lending operations.
The Chief Compliance Officer will lead the global compliance program, overseeing policy development, risk mitigation, and enterprise-wide governance. This role serves as a strategic advisor to the Board and executive leadership while fostering a culture of ethics and accountability.
The Chief Compliance Officer is responsible for developing and enforcing the firm's compliance program in accordance with the Investment Advisers Act of 1940. They serve as the primary liaison with the SEC and state regulators while managing regulatory risks, filings, and internal compliance policies.
Managing Vice President, Chief Compliance Officer
MissionSquare
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Full Time
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10 Weeks Ago
MissionSquare
The Chief Compliance Officer is responsible for ensuring the organization and its affiliates operate within applicable laws and regulations, providing strategic leadership on regulatory matters, and overseeing risk assessments, testing, and filings. This role involves serving as a key advisor to senior management to promote a strong culture of ethics and compliance across advisory and brokerage operations.
The Chief Compliance Officer will lead compliance discovery, build robust scalable processes, and act as the authorized signatory for all legal compliance documents, ensuring adherence to 50-state telehealth regulations and privacy standards. Responsibilities also include embedding 'Compliance by Design' into the platform, managing investigations, and providing regular corporate governance reporting.
The CCO will lead the SEC registration process and design compliance policies while overseeing compliance monitoring across multiple fund vehicles. This role involves advising on fund structuring and ensuring regulatory risks are identified and managed.
The Chief Compliance Officer will provide strategic oversight and guidance on compliance matters within the healthcare industry. Responsibilities include developing compliance programs, conducting risk assessments, and serving as a liaison with regulatory agencies.
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