AML Audit
The AML Auditor will plan, perform, and execute audits within the broker-dealer business to ensure compliance with financial crime regulations. They will utilize expert knowledge of BSA/AML and fraud risks to evaluate internal controls.
The AML Auditor will plan, perform, and execute audits within the broker-dealer business to ensure compliance with financial crime regulations. They will utilize expert knowledge of BSA/AML and fraud risks to evaluate internal controls.
The Costing Tool Analyst will enhance and maintain enterprise-grade Excel-based costing and quoting tools while developing complex models for materials, labor, and overhead. They will also partner with cross-functional teams to refine methodologies and ensure data integrity across all pricing analyses.
The Pricing & Profitability Manager will analyze costing, pricing, and product data to identify margin improvement opportunities and support commercial decision-making. They will also lead project management for commercial initiatives while building sustainable tools, dashboards, and reporting processes.
Develop and enhance automated data pipelines and Axiom reporting logic for FR Y-14M and FR Y-14Q submissions. Perform data analysis, reconciliations, and variance investigations to ensure accurate and consistent regulatory reporting.
Execute risk-based audits of financial reporting, regulatory capital, liquidity, and treasury activities while assessing control effectiveness. Provide independent challenge to senior leaders on governance and risk management using data analysis and industry knowledge.
Support accounting, financial reporting, and business transformation projects for a diverse portfolio of clients. Research and apply U.S. GAAP and SEC reporting requirements while providing guidance on complex technical accounting issues.
The consultant will develop and maintain PMO tools, financial baselines, and integrated turnaround plans for strategic initiatives. They are also responsible for building P&L and cash flow models to forecast program outcomes and track value realization.