Deliver risk-based compliance consultancy services to financial advice and mortgage firms to ensure regulatory standards and effective governance. Provide tailored guidance on Consumer Duty, conduct risk, and operational frameworks while maintaining strong client relationships.
Review and assess financial advice files using a bespoke system to ensure compliance and accuracy. Provide constructive feedback to clients and collaborate with technical teams to resolve complex queries.
The role involves conducting business risk assessments for financial advice and investment management firms to strengthen their regulatory frameworks. You will manage client queries for the Discretionary Investment Management team and produce detailed personalized reports.
The Protection Adviser will manage and grow relationships with a portfolio of advisers, providing support and promoting Omni Protect propositions via various engagement channels. This role involves driving sales, meeting targets, and utilizing data analysis to identify growth opportunities within the protection sector.
The Relationship Manager will build and maintain strong, collaborative relationships with specialized lenders and members to foster long-term business growth. Key duties include panel management, driving business growth, supporting member training, and coordinating events.
The role involves driving new IFA member recruitment by presenting the proposition, retaining and upgrading existing members through engagement, and owning the delivery of sales targets and KPIs. Responsibilities also include ensuring timely CRM updates, providing performance reports, and collaborating cross-functionally to support service offerings and onboarding.
