Conducts spot audits of law firms and legal services firms, examining accounting records, files, and practices for compliance with Law Society rules and professional conduct requirements. Prepares audit reports and recommendations, flags serious regulatory concerns, conducts follow-up audits, and may testify at hearings.
The auditor examines licensees' books, records, and files to ensure compliance with the Law Society’s By-Laws and Rules of Professional Conduct. They prepare audit reports, provide recommendations for improvement, and flag serious breaches for potential regulatory action.
