XYPN

The Trading Specialist is responsible for executing advisor trade requests, implementing portfolio rebalances, and resolving trade exceptions. They also provide operational support through portfolio analysis, reporting, and maintaining model portfolio documentation.

Lead XYPN's advocacy roadmap by monitoring state and federal regulatory developments and developing policy positions to support fiduciary financial planning. Represent the organization in meetings with the SEC, NASAA, and state regulators while drafting formal comment letters and white papers.

The Portfolio Associate is responsible for executing trades and portfolio changes while supporting investment research and due diligence efforts. They also serve as a resource for advisors on portfolio implementation and contribute to strategic automation projects.