The role involves delivering the annual Compliance Monitoring Plan to ensure business risks are managed within tolerance. Key tasks include conducting reviews, reporting results to the business, and tracking the resolution of identified actions.
Jensten Group
3 Remote Job Openings at Jensten Group
Oversee the day-to-day operations of the IBA function and lead a team of IBA Technicians to achieve individual and team objectives. Responsibilities include managing insurer statement reconciliations, ensuring CASS compliance, and handling client money calculations and audits.
Provide compliance advice and guidance to franchisees to ensure regulatory best practice across the group. Manage regulatory filings, internal risk reporting, and the onboarding and due diligence of new businesses.