Ensures regulatory compliance of marketing materials for complex fund and advisory clients. Collaborates with clients and regulatory agencies to resolve advertising review issues and maintain internal standards.
ACA Group
8 Remote Job Openings at ACA Group
Lead mock regulatory examinations and compliance program reviews for complex financial clients, including private funds and registered products. Manage client relationships and supervise junior staff while potentially serving as an outsourced Chief Compliance Officer.
Ensure regulatory compliance of marketing materials for complex fund and advisory clients. Provide guidance to clients and internal teams to resolve advertising review issues and maintain service levels.
Develop and architect an automation-first testing strategy for functional, performance, and regression testing across UI, API, and database layers. Lead and guide cross-functional teams in automation best practices while collaborating with developers to resolve product defects.
Develop and architect an automation-first testing strategy for functional, performance, and regression testing across UI, API, and database layers. Lead and guide cross-functional teams in automation best practices while collaborating with developers to resolve product defects.
The Senior Principal Consultant serves as an outsourced Chief Compliance Officer for RIA clients, leading a team to deliver comprehensive compliance programs. Responsibilities include providing regulatory guidance, conducting risk assessments, and managing interactions with the SEC during examinations.
The QA Engineer will develop and maintain an automation-first test suite for ComplianceAlpha products within an agile team. They will collaborate with developers and product owners to execute manual and automated tests while ensuring high-quality software delivery.
The Senior Principal Consultant serves as an outsourced Chief Compliance Officer, leading a team to deliver comprehensive compliance programs for RIA clients. Responsibilities include providing expert regulatory guidance, conducting annual examinations, and managing client relationships through SEC regulatory processes.
