The consultant is responsible for ensuring the regulatory compliance of marketing materials for complex investment clients by reviewing and approving content. They also manage daily workflows, provide guidance to clients, and stay updated on evolving FINRA and SEC standards.
The individual will lead mock regulatory examinations, conduct compliance program reviews, and provide expert regulatory consulting services to financial services clients. They will also serve as an outsourced Chief Compliance Officer, manage client relationships, and supervise junior staff members.
Design, develop, and maintain applications on the Salesforce platform, including Certinia. Actively participate in agile methodologies such as sprint planning, daily stand-ups, and retrospectives.
The SDET will design, develop, and execute automated functional tests to ensure the reliability of data pipelines for GRC software. They will collaborate with engineering teams to translate business requirements into effective test coverage and investigate system failures.
Develop and architect an automation-first testing strategy for functional, performance, and regression testing across UI, API, and database layers. Lead and guide cross-functional teams in automation best practices while collaborating with developers to resolve product defects.
The QA Engineer will develop and maintain an automation-first test suite for ComplianceAlpha products within an agile team. They will collaborate with developers and product owners to execute manual and automated tests while ensuring high-quality software delivery.
