Investment Compliance & Risk – Sr./ Analyst

JOB ROLE

Job Title: Investment Compliance & Risk – Sr./ Analyst

Reporting to: Investment Compliance & Risk Team Lead

Experience: 1+ Years in the Financial Industry (Graduates with relevant academic background are also welcome to apply)

Salary: Excellent, depending on experience
Contract: Permanent, Full Time

Location: Belfast, Northern Ireland

It is our ambition to substantially grow our business internationally over the coming years.  The Investment Compliance & Risk – Sr./ Analyst plays a key role in ensuring excellent client delivery and service and is a driving force in our continued development. 

Role Overview /Purpose of Job: 

The Investment Compliance & Risk – Sr./ Analyst will be responsible for managing a portfolio of Funds-Axis Technology client relationships, ensuring delivery of a consistently high level of service to clients.

You will be adaptable and hard-working and demonstrate strong communication skills both in relations with your team and with the wider Funds-Axis business.

You will deliver the support and the operational excellence in accordance with the Company Mission and Vision, and in a manner supportive of the Funds-Axis Values and Business Culture.

KEY RESPONSIBILITIES

1. To manage all day-to-day aspects of the Funds-Axis technology solution and client relationship for a portfolio of clients, including in respect of (as applicable):
   • Regulatory rules
   • Investment compliance
   • Scheme mandates
   • Risk Limit System
   • Scheme and Portfolio Liquidity
   • AIFMD Annex IV reporting
   • Cash Flow Monitoring
     
     
2. Performance of daily processes to a high standard, including:
   • Data upload and exception investigation
   • Governance over the successful completion of processes
   • Investigating compliance results
   • Client daily reporting via a daily dashboard
   • Daily data quality checking in Highwire
     
     
3. To ensure the highest standard of client relationship management, taking the lead on weekly and monthly calls and attending the quarterly call in line with Funds-Axis’ client governance policies, including periodic visits to client premises.
4. To ensure delivery of excellent customer service, including evidence using workflow management tools in line with Funds-Axis’ policies.
   
5. Other

              •    Logging Zoho issues logs/projects as appropriate and maintaining up to date reports.

              •    Support efficiency and automation projects
              •    Annex IV reporting support, where appropriate, to excellent standards and in accordance with the                                schedule set out by the Regulatory Reporting Team Lead.
              •    Projects and other work as required.
              •    Proactively support more junior colleagues where required.

WHY CHOOSE US?

In return for your commitment, we offer a strong remuneration package and significant opportunities to grow and develop as our business expands, including:

ü 33 days' vacation leave per annum (prorated if starting during the leave year). This includes all bank holidays/statutory days.

ü 5.5% employer contribution pension (For India - Provident Fund as per the law)

ü Healthcare Insurance 

ü Progressive maternity and paternity pay

ü Work with a great team

ü Travel opportunities

ü Work with leading international finance companies

ü First-class training package

ü Excellent career progression opportunities

ü Free, secure city centre parking onsite