Benefits/Perks
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Advanced Technology & AI Tools: CRM, planning, investment management, analysis, marketing automation, and note-taking platforms.
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Marketing & Lead Generation Support: Strategic partnerships and referral network of 150+ professionals.
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Independence & Flexibility: Build your ideal practice without asset minimums.
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Collaborative Network: Work with experts across planning, investments, insurance, and business services.
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Regional Growth Opportunities: Support in emerging and established hubs across the U.S.
Job Summary
Proxy Financial helps advisors deliver comprehensive, personalized wealth strategies to clients of all backgrounds. Our advisors serve high-net-worth individuals, families, and institutions, providing expertise across:
- Financial and estate planning
- Investment management and private funds
- Insurance and business solutions
- Philanthropic and legacy planning
Advisors at Proxy are supported by an experienced leadership team, cutting-edge technology platforms, and a culture rooted in integrity, innovation, and collaboration.
Responsibilities
As an experienced advisor or planner, you will:
- Build and deepen long-term client relationships using “The Proxy Way” — a holistic, client-first model.
- Deliver tailored advice across financial, investment, and estate planning disciplines.
- Collaborate with regional directors and partner teams to deliver comprehensive client outcomes.
- Leverage Proxy’s integrated platform and resources to scale your practice efficiently.
Qualifications
We seek driven, ethical advisors who are serious about growth and client impact.
Minimum Requirements
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$250K+ trailing-12 production for two consecutive years (any mix of AUM, insurance, or fee-based business).
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Series 65 and Life & Health licenses required (Series 7 or CFP preferred).
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3–5+ years of experience in financial advising or planning.
- Proven ability to independently conduct data-gathering, planning, and client onboarding.
- Strong communication and relationship management skills.
Ideal Profile
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$75M–$200M AUM (some cases up to $250M).
- Collaborative and self-aware—knows when to engage specialists.
- Growth mindset with a commitment to long-term client success.
Proxy Regional Focus
We are actively building and expanding in key markets, including:
CA (East Bay, Los Angeles, Orange County, San Diego) | AZ (Phoenix) | TX (Dallas, San Antonio) | FL (Orlando, Miami, Pensacola) | NY (New York)
Upcoming regional priorities: Hawaii and Seattle.
This is a remote position.
— Sarah J.
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Marketing Manager
★★★★★
Verified
