Compound Planning, Inc.

The Operations Associate ensures smooth daily functioning by processing client transactions and reconciling investment accounts. They also maintain internal databases, conduct operational audits, and support the onboarding of new clients and products.

Build and manage an automated outbound engine to generate qualified meetings with financial advisors for the recruiting team. This includes optimizing the tooling stack, writing personalized outreach, and maintaining a consistent pipeline volume.

Lead and scale the entire compliance program for an SEC-registered investment adviser, ensuring a proactive regulatory framework. Oversee regulatory filings, conduct firm-wide training, and manage operational controls including trade reviews and SEC examinations.