The Senior Director of Investments will lead alternative investment due diligence, manage manager relationships, and chair the Alternative Investment Subcommittee. They will also partner with Wealth Advisors to build scalable portfolio frameworks and contribute to public market asset allocation strategies.
Build and manage an automated outbound engine to generate qualified meetings with financial advisors for the recruiting team. This includes optimizing the tooling stack, writing personalized outreach, and maintaining a consistent pipeline volume.
Lead and scale the entire compliance program for an SEC-registered investment adviser, ensuring a proactive regulatory framework. Oversee regulatory filings, conduct firm-wide training, and manage operational controls including trade reviews and SEC examinations.
