Courtney Valek

Series 7–licensed, CAMS‑ and CFE‑certified investigator with 10+ years of experience in AML, fraud, and securities investigations across banking and broker‑dealer environments. Skilled in leading complex, high‑risk cases involving advanced AML typologies, market‑abuse indicators, and intricate trading activity. Experienced in OFAC, CIP/KYC, and enhanced due diligence reviews; producing high‑quality SARs; strengthening surveillance and QC programs; and supporting audits, regulatory exams, and policy and procedure development. Recognized as a reliable, trusted partner to AML/BSA Officers, providing steady investigative support and strengthening overall compliance program effectiveness.