The role involves guiding clients with financial advice and investment strategies to help them achieve their long-term goals. The advisor focuses on building respectful, long-term relationships based on a deep understanding of each client's personal needs.
Lead and mentor a territory of approximately 30 financial planners to drive client acquisition, retention, and asset growth. Partner across the organization to enhance client experience while ensuring adherence to corporate policies and risk management.
Lead compliance testing and regulatory reporting for 401(k) and 403(b) plans, including the preparation of Form 5500. Provide consulting support to clients and mentor junior team members on complex operational and compliance issues.
